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Search Criteria: author = United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
Displaying 1 to 25 of 53
Title & Author Format Holdings Editions From To
Subprime mortgage market turmoil : examining the role of securitization : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on how subprime mortgages are securitized, the effect of recent increases in defaults and delinquencies on the subprime securitization market for both borrowers and investors, and how credit risk for mortgage-backed securities is determined and how the assigned ratings are monitored, Tuesday, April 17, 2007 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  772 4 2009 2009
Lessons learned in risk management oversight at federal financial regulators : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on discussing the role of federal financial regulators in the financial crisis in the United States and reforming regulation to ensure a strong financial system, March 18, 2009 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  762 4 2009 2009
Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  756 5 2009 2009
Examining the causes and lessons of the May 6th market plunge : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining the causes and implications of the May 6, 2010, market plunge and identifying what policy changes may be necessary to prevent such events from occurring again, May 20, 2010 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  751 5 2010 2010
The role of the accounting profession in preventing another financial crisis : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the role of the accounting profession in preventing another financial crisis, April 6, 2011 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  750 6 2011 2011
The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the state of securitization markets, May 18, 2011 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  738 4 2011 2011
Climate disclosure : measuring financial risks and opportunities : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on examining the types of economic risks and opportunities posed and the connection between climate change and the health of financial markets, risks and opportunities discussed in corporate financial disclosure statements and whether requirements are adequate, and listen to investors and other stakeholders on their request for consistent climate risk disclosure in order to better manage financial risks, Wednesday, October 31, 2007 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  736 4 2010 2010
Examining investor risks in capital raising : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... December 14, 2011 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  733 5 2013 2013
Protecting shareholders and enhancing public confidence by improving corporate governance : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... July 29, 2009 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  733 3 2010 2010
International accounting standards : opportunities, challenges, and global convergence issues : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on opportunities, issues, differences, and challenges as the U.S. and international countries move towards convergence of IFRS with U.S. GAAP along with the impact of these proposed efforts on stakeholders, including regulators, investors, auditors, and companies, Wednesday, October 24, 2007 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  732 4 2010 2010
Transparency in accounting : proposed changes to accounting for off-balance-sheet entities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Thursday, September 18, 2008 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  730 4 2010 2010
Emergence of swap execution facilities : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on a progress report on the emergence of swap execution facilities, June 29, 2011 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  730 4 2012 2012
Examining the housing finance system : the to-be-announced market : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on the examination of the securitization markets with specific focus on a part of the securitization system important to housing finance, the to-be-announced or TBA market, August 3, 2011 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  729 4 2012 2012
Regulating hedge funds and other private investment pools : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the regulation of hedge funds and other private investment pools to assist regulators in addressing fraud and preventing systemic risk in our capital markets, July 15, 2009 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  728 4 2010 2010
Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the securitization of mortgages and other assets, October 7, 2009 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  727 3 2010 2010
Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on modernizing the regulation of the over-the-counter derivatives markets and the institutions that participate in these markets, June 22, 2009 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  727 4 2010 2010
Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the important role of the Securities and Exchange Commission in protecting investors by aggressively enforcing federal securities laws, May 7, 2009 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  714 5 2009 2009
The fiscal year 2012 budget for the Securities and Exchange Commission : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the fiscal year 2012 budget for the Securities and Exchange Commission, March 10, 2011 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  702 5 2011 2011
Management and structural reforms at the Securities and Exchange Commission : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on a progress report on the management and structural reforms at the SEC, November 16, 2011 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  698 6 2012 2013
Computerized trading venues : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... December 18, 2012 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  694 4 2013 2013
Computerized trading: what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session on examining computerized trading, September 20, 2012 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  692 5 2013 2013
High frequency trading's impact on the economy : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, second session, on examining the value, benefits, risks, burdens, and concerns high frequency trading creates for the economy and the marketplace, June 18, 2014 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  687 4 2014 2014
Examining the IPO process : is it working for ordinary investors? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... June 20, 2012 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  675 5 2013 2013
Streamlining regulation, improving consumer protection, and increasing competition in insurance markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session ... March 19, 2013 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  663 3 2013 2013
Turmoil in the U.S. credit markets : examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on steps taken by the agency then and now to encourage the investment banks that it regulates to better manage their risks and how the SEC can be strengthened to meet its mission as the advocate for investors while overseeing securities markets and financial stability of Wall Street firms, Wednesday, May 7, 2008 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
LCC
  658 5 2010 2010
Displaying 1 to 25 of 53
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