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Search Criteria: FAST heading = Banks and banking--Securities processing--Law and legislation
Displaying 1 to 25 of 30
Title & Author Format Holdings Editions From To
Pushing back the pushouts : the SEC's broker-dealer rules : joint hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, August 2, 2001 by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
LCC
  445 5 2001 2001
The Federal Reserve's proposed changes to section 20 firewalls : hearing before the Subcommittee on Financial Institutions and Regulatory Relief of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 20, 1997 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions and Regulatory Relief
DDC/LCC
  404 6 1997 1998
American landmark legislation : primary materials by Sloan, Irving J.
DDC/LCC
  293 32 1932 1984
Securities activities of banks by Fein, Melanie L.
DDC/LCC
  260 18 1981 2016
Financial services modernization : Gramm-Leach-Bliley Act of 1999 : law and explanation by Benson, Kenneth R.
DDC/LCC
  228 3 1999 1999
The Law of global custody by Benjamin, Joanna
DDC/LCC
  119 12 1996 2013
The regulation of central securities depositories and the linkages between CSDs and large-value payment systems by Freedman, Charles
DDC/LCC
  66 4 1999 1999
Der Vertrieb von Anlagefonds durch Banken : eine Untersuchung von Vertriebsentschädigungen unter besonderer Berücksichtigung der bundesgerichtlichen Rechtsprechung zu Retrozessionen by Preisig, Raphael Urs
DDC/LCC
  35 5 2011 2011
12th annual consumer financial services litigation institute by Kaplinsky, Alan S., 1945-
LCC
  28 3 2007 2007
Securities activities of banks by Fein, Melanie L.
DDC/LCC
  24 1 2011 2011
U.S. Senate Bill 900 : New Federal Banking Securities and Insurance Restructuring Act (Gramm-Leach-Bliley) : informational hearing by California. Legislature. Senate. Committee on Finance, Investment, and International Trade
DDC/LCC
  21 2 2000 2000
Financial institution acquisitions and alliances by Langbein, Stanley I.
DDC/LCC
  20 1 2001 2001
Securities law for banks by McFarland, Anthony J.
LCC
  19 2 2014 2014
Permissible securities investments for banks and thrifts by Murphy, M. Maureen
LCC
  16 1 1987 1987
Banks & the delivery of financial services by Florida. Legislature. House of Representatives. Committee on Commerce
DDC/LCC
  16 2 1996 1996
Investment products deskbook : banking rules and regulations
DDC/LCC
  16 3 1995 1999
Investment sales compliance for financial institutions by Bergquist, Lizbeth S.
DDC/LCC
  11 2 1997 1997
Kin'yū kisei kaikaku : ginkō gabanansu to shōken tōshi kan'yū kisei no tenkai by Ogawa, Hiroyuki (Lawyer)
LCC
  7 2 2014 2014
Federal Reserve's proposed changes to section 20 firewalls : hearing before the Subcommittee on Financial Institutions and Regulatory Relief of the Committee on Banking, Housing, and Urban Affairs, Un
LCC
  6 2 1997 1997
Rethinking the legal structure of bank securities powers : "universal banking" vs. the "Glass-Steagall Act" in Taiwan by Xie, Yihong
LCC
  4 2 1998 1998
Brokerskai︠a︡ dei︠a︡telʹnostʹ bankov na rynke t︠s︡ennykh bumag v Rossii : pravovoe regulirovanie by Mukhametshin, T. F. (Timur Faritovich)
LCC
  4 2 2009 2009
Financial services modernization : Gramm-Leach-Bliley Act of 1999 : law and explanation
LCC
  4 1 1999 1999
Fondovyĭ rynok : dogovorno-pravovoe obespechenie by Lysenkov, I︠U︡. M.
LCC
  3 1 1996 1996
Firewalls or Chinese walls in European universal banking
LCC
  2 1 1989 1989
Financial modernization : laws & regulations governing financial activities under the Gramm-Leach-Bliley Act by Torp, Jeffrey
LCC
  2 1 2001 2001
Displaying 1 to 25 of 30
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